310-010 試験問題を無料オンラインアクセス

What are the communication channels most often used for investigations?

• A.phone, SWIFT
• B.fax
• C.secured videoconferencing
• D.mail, telex

You take a EUR deposit on Monday, 13 February. Assuming there is no intervening bank holidays, what is the one-month maturity date?

• A.Thursday, 16 March
• B.Wednesday, 15 March
• C.Monday, 13 March
• D.Tuesday, 14 March

The use of a bilateral netting scheme for FX settlements results in:

• A.multiple settlements per currency, per counterparty, per day for those netted settlements
• B.one net settlement per day
• C.one net settlement per currency, per counterparty, per day
• D.one net settlement per currency, per day

You receive a trade to process with counterparty settlement instructions that differ from those you hold on your standard settlement instruction file (SSI).

• A.You should not make the payment
• B.You should check the SSI with your dealer and contact the counterparty to seek his specific instructions
• C.You should make the payment in accordance with the SSI you are holding without referring to your dealer or contacting the counterparty
• D.You should make the payment in accordance with the trade instructions

All trades, internal and external, should be entered into trade capture systems:

• A.as soon as possible
• B.the same day they are executed
• C.within an hour of execution
• D.within 24 hours of execution