8004 試験問題を無料オンラインアクセス

A risk assessment report generated by a PRMIA member creates an apparent conflict of interest between the PRMIA standards and those of the client organization.
Of the following, which is the correct hierarchy to follow to resolve the conflict?
I The decision of a superior within the organization
II PRMIA Standards
III Guidelines from the regulators in which the organization operates
IV The laws of the country

• A.III, II, IV, and I
• B.I, II, III, and IV
• C.IV, III, II, and I
• D.II, I, IV, and III

The financial intermediary services provided by Fannie Mae and Freddie Mac were designed to

• A.Repackage mortgage loans made by banks and sell them on to investors as asset backed securities
• B.Compete directly with banks in selling mortgaged to would-be home owners
• C.Buy mortgage-backed loans for banks and keep them all on their books, using them as collateral for the US government to borrow
• D.Offer loans directly to the consumer

According to the PwC report China Aviation Oil, in order to avoid recording and reporting losses, the company adopted which approach covering up its losses?

• A.selling short-term options with extremely high-risk profiles to generate premiums to cover the cost of closing out loss-making option positions
• B.selling short-term options with extremely low-risk profiles to generate premiums to cover the cost of closing out loss-making option positions
• C.selling long-term options with extremely high-risk profiles to generate premiums to cover the cost of closing out loss-making option positions
• D.selling long-term options with extremely low-risk profiles to generate premiums to cover the cost of closing out loss-making option positions

As LTCM started to have major losses, it compounded its problems by doing what?

• A.Issuing Subordinated Debt
• B.Unwinding its' more liquid trades thereby creating more liquidity risk overall
• C.Trying to borrow more money from major money centre banks
• D.Returning capital to the general partners before others

Every PRMIA chapter is designed to serve the local needs of members, so they often have fairly independent planning structures and ideas. According to the PRMIA Bylaws, Regional Chapters and Regional Directors:

• A.Can sign contracts on behalf of PRMIA without prior approval from the Board of Directors
• B.All of the above
• C.Can have their own offices, bylaws and regulations provided they do not conflict with those of PRMIA
• D.Can have meetings that only local members are allowed to attend