8004 試験問題を無料オンラインアクセス

Which of the following was not received by Northern Rock as official support from the UK banking and government authorities?

• A.The Bank of England's role as Lender-Of-Last-resort was activated at a penalty interest rate of 150 basis points above the Bank Rate
• B.The Bank of England provided an additional unlimited facility secured on the collateral of all Northern Rock assets
• C.The UK government offered to guarantee all existing and new retail deposits, and to most other creditors
• D.A covert money market support operation designed to cover up the difficulties Northern Rock was facing

Which of the following regarding Orange County is FALSE?

• A.Bob Citron heavily leveraged his positions using repos
• B.Bob Citron engaged in risky strategies to benefit personally
• C.Bob Citron tried to "ride the yield curve"
• D.Citron's losses were eventually exposed by massive margin calls

National Australia Bank and Barings cases are similar in that:

• A.None of the above
• B.The back offices had inadequate procedures
• C.Both A and B
• D.Losses kept increasing while rogue trader(s) hid their positions

According to the G-30 Study, the risk management infrastructure's funding must be

• A.determined at the Board level without influence by business unit leaders
• B.determined by the regulators
• C.determined by business-unit leaders
• D.determined at the Board level with inputs from business unit leaders

Zheng Zhu wants to open a new PRMIA Chapter in Wuhan, Chin
a. He can do this if:

• A.A local business sponsors the chapter
• B.At least 100 members live within 50 miles
• C.All of the above
• D.Approved by the Board of Directors