IIA-CFSA 試験問題を無料オンラインアクセス

Internal auditors, engaging in activities that are illegal and discreditable to the profession of internal auditing or the organization, violate which of the following principles:

• A.Competence
• B.Integrity
• C.Awareness
• D.Objectivity

When the maturity date of the annuity arrives, the insurer begins making a series of payment to the annuitant over a stated period (Known as__________).

• A.Accumulation period
• B.Lump-sum payment period
• C.Payment release period
• D.Pay-out period

Federal Reserve Board has:

• A.Supervisory responsibilities
• B.All of these
• C.Regulatory responsibilities
• D.Monetary policy

Exception reports generated by the lending institution are designed to identify past-due loans. Auditors should review these exception reports to identify an unusually high number of exceptions and old or unusual exceptions that might indicate that:

• A.The institution is not following up on exceptions in a timely manner
• B.The competitor is not following up on exceptions in a timely manner
• C.The institution is following up on exceptions in a timely manner
• D.The auditor is not following up on exceptions in a timely manner

Some specific requirements of securities and exchange 1934 Act are:

• A.Credit Regulation
• B.Registration Requirement
• C.All of these
• D.Manipulation and Deception