SOFQ 試験問題を無料オンラインアクセス

A 'put' option on a bond allows:

• A.The bondholder to redeem their bonds prior to the bond's scheduled maturity date
• B.The stock exchange to force the bondholder to redeem the bonds prior to the bond's scheduled maturity date
• C.The bond issuer to force redemption of bonds prior to the bond's scheduled maturity date
• D.The regulator to force the issuer to redeem the bonds prior to the bond's scheduled maturity date

A firm executing a securities trade in the capacity of agency broker intends:

• A.To take a securities position, and not to remain market risk neutral
• B.Not to take a securities position, and to remain market risk neutral
• C.To take a securities position, and to remain market risk neutral
• D.Not to take a securities position, and not to remain market risk neutra

The calculation of profit and loss for securities includes:

• A.Realised (projected) P&L and Unrealised (authentic) P&L
• B.Realised (actual) P&Land Unrealised (potential) P&L
• C.Realised (potential) P&Land Unrealised (actual) P&L
• D.Realised (predicted) P&L and Unrealised (likely) P&L

The integrity of internal books & records for securities is proven by ensuring:

• A.The total settled position is equal to the sum of open and closed trades with counterparties
• B.The total ownership position is equal to the sum of the settled positions plus/minus open trades with counterparties
• C.The total settled position is equal to the sum of open trades and trades with a future value date
• D.The total ownership position is equal to the sum of open and closed trades with counterparties

An example of an organisation classified as a sovereign wealth fund is:

• A.United Nations
• B.China Investment Corporation
• C.Xerox Corporation
• D.German Government