Series-7 試験問題を無料オンラインアクセス

Bubba Corporation has 3,500,000 shares of common stock outstanding and its trading volume in the few weeks has been as follows:
Week 1 - 43,000
Week 2 - 30,900
Week 3 - 37,500
Week 4 - 42,600
Week 5 - 33,000 (the most recent week)
If an affiliated person wanted to liquidate some of his holding of 100,000 shares pursuant to SEC Rule 144, how many shares could he sell?

• A.36,000
• B.38,500
• C.35,000
• D.37,400

Which of the following is not classified as a money market instrument?

• A.American Depository Receipts
• B.treasury bills
• C.commercial paper
• D.banker's acceptances

Which of the following is normally the largest asset of a manufacturing company?

• A.sales
• B.accounts receivable
• C.notes receivable
• D.inventory

Bubba buys one XYZ September 50 call at $7 and sells one XYZ September 60 call at $3. At that time, XYZ stock is at $55. Bubba has no other stock positions. At what must XYZ trade for Bubba to break even?

• A.$55
• B.$57
• C.$54
• D.$60

Feasibility studies and engineering surveys are most necessary prior to which of the following new offerings?

• A.general obligation bonds
• B.limited tax bonds
• C.corporate debentures
• D.revenue bonds