CSC2 試験問題を無料オンラインアクセス

For institutional investors, what occurs during the clearing process?

• A.Confirming and matching trade details.
• B.Matching a buyer with a seller.
• C.Irrevocable exchange of securities and cash.
• D.Trade orders are filled at the exchange.

Companies W, X, Y, and Z ail issue preferred shares and have experienced the following conditions Over the last five years:

Based on the above, which company is most likely to experience an increase in the market price of its preferred shares?

• A.Company X.
• B.Company Y.
• C.Company W.
• D.Company Z.

An advisor to explain the benefits of labour sponsored funds (LSVCC) to some of his clients.
With which client should the advisor have this discussion?

• A.Client 2
• B.Client 4
• C.Client 3
• D.Client 1

For buy-side institutional investors, what is the purpose of algorithmic trading?

• A.To consolidate a large number of individual trades into a single trade to reduce the market impact.
• B.To optimize the order execution of a large block of shares by breaking it up into smaller trades.
• C.To reduce overall trading order execution costs.
• D.To optimize the order execution of small trades.

Which vehicle is least appropriate for an institutional investor?

• A.University endowment
• B.Discount broker
• C.Dark pool
• D.Family office