CSC2 試験問題を無料オンラインアクセス

In Canada, which industries are categorized as defensive?

• A.Energy and materials.
• B.Banking and utilities.
• C.Baking and materials
• D.Energy and utilities.

What is the most accurate feature of a Canada Education Savings Grant (CESG)?

• A.The maximum CESG per beneficiary is $2,500 annually.
• B.The maximum lifetime CESG per beneficiary is $8,500.
• C.CESG may be earned until the beneficiary is 21 years of age.
• D.CESG payments are made directly to the RESP firm.

TRU Fund portfolio manager decided to deviate from the portfolio long-term target asset mix in order to capitalize on investment opportunities in the domestic bond market. What type of asset allocation is the TRU Fund portfolio manager using?

• A.Strategic.
• B.Dynamic.
• C.Tactical.
• D.Timing.

Which derivatives transaction has the greatest default risk?

• A.Individual investor buying shares on an exchange during the ex-rights period.
• B.Individual investor entering future contract with an institutional investor.
• C.Interest rate forward agreement between an investment dealer and a corporation.
• D.Exchange-traded equity option contract between an individual investor and a dealer.

Which would most likely be a violation of the Know Your Client Duty of Care guideline?

• A.Not verifying if a proposed transaction is suitable for a client
• B.Borrowing a client's excess funds held in their account
• C.Failing to disclose a conflict of interest to the client
• D.Not changing account information when the client's needs change