RSE 試験問題を無料オンラインアクセス

The risk-free rate is 4%, the expected market return is 9%, and a security has a beta of 1.4. According to the Capital Asset Pricing Model, what is the security's expected return?

• A.11.0%
• B.12.6%
• C.7.0%
• D.9.0%

What is the main driver of the intraday price of an exchange-traded fund (ETF)?

• A.Liquidity from institutional investors
• B.Fund manager's portfolio rebalancing
• C.Supply-demand changes on the exchange
• D.Daily valuation of assets under management

A client sold a portfolio of stocks and realized a capital gain of $10,000 and a capital loss of $4,000. Under the Canadian capital gains tax system, what is the net taxable amount from these transactions?

• A.$5,000
• B.$6,000
• C.$3,000
• D.$10,000

If the beta of a company is 1.8, what can be said with certainty about its risk profile?

• A.It has low systematic risk
• B.It has low unsystematic risk
• C.It has high systematic risk
• D.It has high unsystematic risk

A Registered Representative (RR) meets with an investor seeking a low-risk option for retirement savings.
The Representative considers recommending a bond fund. Which step best ensures compliance with know- your-product (KYP) regarding the bond fund's suitability?

• A.Evaluating the fund's marketing materials for clarity on investment objectives
• B.Reviewing the fund's historical returns to confirm steady performance
• C.Assessing the fund's exposure to interest rate fluctuations and credit risks
• D.Comparing the fund's diversification with similar products in the market