3I0-010 試験問題を無料オンラインアクセス

You have been given collateral. In which case would you be least concerned about insisting on a "haircut"?

• A.cash collateral in USD, your base currency is USD
• B.cash collateral in JPY, your base currency is GBP
• C.non-cash high yield collateral
• D.non-cash emerging markets collateral

You receive a trade to process with counterparty settlement instructions that differ from those you hold on your standard settlement instruction file (SSI).

• A.You should not make the payment
• B.You should check the SSI with your dealer and contact the counterparty to seek his specific instructions
• C.You should make the payment in accordance with the SSI you are holding without referring to your dealer or contacting the counterparty
• D.You should make the payment in accordance with the trade instructions

For which of the following transactions are proper and completed bilateral master agreements considered essential PRIOR to any dealing?

• A.repo
• B.spot FX
• C.FRAs
• D.forward FX

In settling a money market placing between your dealer and a counterparty, what would be the financial consequences of a payment made one day late?

• A.the bilateral limit with the counterparty would have to be adjusted
• B.there are no adverse financial consequences
• C.the counterparty would cancel the deal
• D.the counterparty would demand interest on the late payment

When completing a nostro reconciliation, what does an unresolved ledger credit signify?

• A.the duplicate receipt of funds from a counterparty
• B.the non-payment of funds to a counterparty
• C.the non-receipt of funds from a counterparty
• D.the duplicate payment of funds to a counterparty