3I0-008 試験問題を無料オンラインアクセス

Click on the Exhibit Button to view the Formula Sheet. You deal over the phone with a counterparty. The subsequent confirmation differs from the terms agreed verbally. What is the result?

• A.The confirmation takes precedence as it is a written contract.
• B.The matter will have to be submitted to arbitration in order to establish the mutual intent of the parties.
• C.It depends on local law.
• D.The verbal agreement is binding.

Click on the Exhibit Button to view the Formula Sheet. A dealer has indicated his intention of assigning an interest rate swap to a third party soon after transacting that swap. When about to execute an assignment:

• A.The dealer should seek the permission of the original counterparty before releasing the name to the assignee.
• B.The dealer is entitled to provide the name of the assignee to the original counterparty.
• C.The dealer should seek the permission of the assignee before releasing the name to the original counterparty.
• D.The dealer is entitled to provide the name of the original counterparty to the assignee.

Click on the Exhibit Button to view the Formula Sheet. Today is Monday, 8th December.
You sell a 9x12 FRA for value Thursday, 10th September next year. On what date is the settlement amount due to be paid or received (assuming that there are no holidays)?

• A.10th December next year
• B.8th December next year
• C.8th September next year
• D.10th September next year

Click on the Exhibit Button to view the Formula Sheet. Where the matter of dealing for personal account is concerned, the Model Code recommends that:

• A.Bank management should encourage such activities because it allows banks to monitor the gambling habits of their staff.
• B.Where this is allowed, bank management should have a clearly defined policy and written procedures.
• C.Subject to local legal requirements, this matter is one for bank management to decide.
• D.Bank management should allow staff to deal for their personal account on a case to case basis.

Click on the Exhibit Button to view the Formula Sheet. If you buy GBP 2,000,000 against USD at 1.6020; GBP 1,000,000 at 1.6035 and GBP 3,000,000 at 1.6028, what is the average rate of your position?

• A.1.6030
• B.1.6023
• C.1.6035
• D.1.6027