CFE-Law 試験問題を無料オンラインアクセス

The MAIN PURPOSE for maintaining the chain of custody on an item of evidence is to

• A.Establish that the evidence has not been altered or changed from the time it was collected through its production in court
• B.Eliminate re need to authenticate the item of evidence in court
• C.event opposing parties from accessing evidence without a court order
• D.Verify that the item of evidence has only been handled by court officials prior to its production m court.

To determine if a misrepresentation in the offer or sale of any securities is material a fraud examiner should answer which of the following questions?

• A."Did the person who made the representation believe that it was suitable for potential investors?"
• B."Was the misrepresentation made by an authorized individual?"
• C."Would a reasonable investor wish to know the information to make an informed decision?"
• D.''Did the person who made the representation intend to mislead potential investors?

According to the best practices regarding large cash transactions with customers as provided by the Financial Action Task Force (FATF) Recommendations, which of the following transactions would require a report to be filed with the government?

• A.A single cash purchase of casino credits for a sum that is above the jurisdiction's designated threshold.
• B.All of the above.
• C.A single cash purchase of restaurant supplies for a sum that is above the jurisdiction's designated threshold.
• D.A domestic cash deposit into a bank of a sum that is below the jurisdiction's designated threshold.

Which of the following typically does NOT have to be present for communications between an attorney and the attorney's client to be protected by a legal professional privilege?

• A.Communication between a legal advisor and a client
• B.Purpose of the communications was to seek or provide legal advice
• C.Intent to keep the communications confidential
• D.A lawsuit has been filed

Which of the following typically does NOT need to be present for communications between an attorney and the attorney's client to be protected by a legal professional privilege?

• A.Communication between a legal advisor and a client
• B.Purpose of the communications was to seek or provide legal advice
• C.Intent to keep the communications confidential
• D.A lawsuit has been filed